[PDF.31qr] Wiley Series 9 Exam Review 2014 + Test Bank: The General Securities Sales Supervisor Qualification Examination--Option Module

Wiley Series 9 Exam Review 2014 + Test Bank: The General Securities Sales Supervisor Qualification Examination--Option Module

[PDF.rb31] Wiley Series 9 Exam Review 2014 + Test Bank: The General Securities Sales Supervisor Qualification Examination--Option Module

Wiley Series 9 Exam  Inc. The Securities Institute of America epub
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 | #5996832 in Books |  2013-12-23 | Original language:English | PDF # 1 |  10.90 x.50 x8.55l,1.15 | File type: PDF | 216 pages

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||From the Back Cover||The go-to guide to acing the Series 9 Exam! |Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option secur

The go-to guide to acing the Series 9 Exam!

Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All candidates must have passed the Series 7 prior to taking the Ser...

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